TY - JOUR
T1 - Unsupervised machine learning-based user clustering in millimeter-Wave-NOMA systems
AU - Cui, Jingjing
AU - Ding, Zhiguo
AU - Fan, Pingzhi
AU - Al-Dhahir, Naofal
N1 - Funding Information:
Manuscript received January 30, 2018; revised May 31, 2018; accepted August 19, 2018. Date of publication September 3, 2018; date of current version November 9, 2018. The work of J. Cui and P. Fan was supported in part by the National Science Foundation of China under Grant NSFC61731017 and in part by the 111 Project under Grant 111-2-14. The work of Z. Ding was supported in part by the UK EPSRC under Grant EP/N005597/1, in part by NSFC under Grant 61728101, and in part by H2020-MSCA-RISE-2015 under Grant 690750. The work of N. Al-Dhahir was supported by NPRP under Grant #8-627-2-260 through the Qatar National Research Fund (a member of Qatar Foundation). This paper was presented at the IEEE Vehicular Technology Conference, Porto, Portugal, June 2018. The associate editor coordinating the review of this paper and approving it for publication was I. Guvenc. (Corresponding author: Jingjing Cui.) J. Cui and P. Fan are with the Institute of Mobile Communications, Southwest Jiaotong University, Chengdu 610031, China (e-mail: [email protected]; [email protected]).
Publisher Copyright:
© 2002-2012 IEEE.
PY - 2018/11
Y1 - 2018/11
N2 - Millimeter-wave non-orthogonal multiple access (mm-wave-NOMA) systems exploit the power domain for multiple accesses to further enhance the spectral efficiency. User clustering and power allocation can effectively exploit the potential of NOMA in mm-wave systems. This paper investigates the sum rate maximization problem of mm-wave-NOMA systems under the constraints of the total transmission power and users' predefined rate requirements. The formulated optimization problem is a non-linear programming problem and, thus, is non-convex and challenging to solve, especially when the number of users becomes large. Sparked by the correlation features of the users' channels in mm-wave-NOMA systems, we develop a K-means-based machine learning algorithm for user clustering. Moreover, for a practical dynamic scenario where the new users keep arriving in a continuous fashion, we propose a K-means-based online user clustering algorithm to reduce the computational complexity. Furthermore, to further enhance the performance of the proposed mm-wave-NOMA system, we derive the optimal power allocation policy in a closed form by exploiting the successive decoding feature. Simulation results reveal that: 1) the proposed machine learning framework enhances the performance of mm-wave-NOMA systems compared to the conventional user clustering algorithms and 2) the proposed K-means-based online user clustering algorithm provides a comparable performance to the conventional K-means algorithm and strikes a good balance between performance and computational complexity.
AB - Millimeter-wave non-orthogonal multiple access (mm-wave-NOMA) systems exploit the power domain for multiple accesses to further enhance the spectral efficiency. User clustering and power allocation can effectively exploit the potential of NOMA in mm-wave systems. This paper investigates the sum rate maximization problem of mm-wave-NOMA systems under the constraints of the total transmission power and users' predefined rate requirements. The formulated optimization problem is a non-linear programming problem and, thus, is non-convex and challenging to solve, especially when the number of users becomes large. Sparked by the correlation features of the users' channels in mm-wave-NOMA systems, we develop a K-means-based machine learning algorithm for user clustering. Moreover, for a practical dynamic scenario where the new users keep arriving in a continuous fashion, we propose a K-means-based online user clustering algorithm to reduce the computational complexity. Furthermore, to further enhance the performance of the proposed mm-wave-NOMA system, we derive the optimal power allocation policy in a closed form by exploiting the successive decoding feature. Simulation results reveal that: 1) the proposed machine learning framework enhances the performance of mm-wave-NOMA systems compared to the conventional user clustering algorithms and 2) the proposed K-means-based online user clustering algorithm provides a comparable performance to the conventional K-means algorithm and strikes a good balance between performance and computational complexity.
KW - K-means
KW - machine learning
KW - mm-wave-NOMA
KW - user clustering
UR - https://www.scopus.com/pages/publications/85052802646
U2 - 10.1109/TWC.2018.2867180
DO - 10.1109/TWC.2018.2867180
M3 - Article
AN - SCOPUS:85052802646
SN - 1536-1276
VL - 17
SP - 7425
EP - 7440
JO - IEEE Transactions on Wireless Communications
JF - IEEE Transactions on Wireless Communications
IS - 11
M1 - 8454272
ER -